-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VsZySqHJeBr3p9K529ObYhZMnX5Sw/CadD1/683Z/oN6llWUBu7cayS13RsX21jv ChxB8K/kX1rUbRH1GZZLgA== 0001043432-99-000055.txt : 19990412 0001043432-99-000055.hdr.sgml : 19990412 ACCESSION NUMBER: 0001043432-99-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990318 FILED AS OF DATE: 19990409 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SKIING CO /ME CENTRAL INDEX KEY: 0001043432 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 043373730 STATE OF INCORPORATION: ME FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13507 FILM NUMBER: 99590936 BUSINESS ADDRESS: STREET 1: P O BOX 450 STREET 2: SUNDAY RIVER ACCESS RD CITY: BETHEL STATE: ME ZIP: 04217 BUSINESS PHONE: 2078248100 MAIL ADDRESS: STREET 1: P O BOX 450 STREET 2: SUNDAY RIVER ACCESS RD CITY: BETHEL STATE: ME ZIP: 04217 FORMER COMPANY: FORMER CONFORMED NAME: ASC HOLDINGS INC DATE OF NAME CHANGE: 19970805 COMPANY DATA: COMPANY CONFORMED NAME: DILLER JOHN W CENTRAL INDEX KEY: 0001076398 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: RR #1 STREET 2: BOX 5000 CITY: KINGFIELD STATE: ME ZIP: 04947 MAIL ADDRESS: STREET 1: RR #1 STREET 2: BOX 5000 CITY: KINGFIELD STATE: ME ZIP: 04947 4 1 JOHN W. DILLER FORM 4 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person Diller John W. - -------------------------------------------------------------------------------- (Last) (First) (Middle) RR 1, Box 5000 - -------------------------------------------------------------------------------- (Street) Kingfield ME 04947 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol American Skiing Company (SKI) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 4. Statement for Month/Year March, 1999 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] 10% Owner [ ] Director [ ] Officer (give title below) [ X ] Other (specify below) Managing Director of significant Subsidiary - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person - -------------------------------------------------------------------------------- Form 4 (continued)
TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - -------------------------------------------------------------------------------- 1.Title of Security 2. Transaction Date 3. Transaction 4. Securities Acquired 5. Amount of 6. Owernship 7. Nature of (Instr. 3) (Month/Day/Year) Code (A) or Disposed of Securities Form: Indirect (Instr. 8) (D)(Instr. 3, 4 Beneficially Direct (D) Beneficial and 5) Owned at End of Indirect (I) Ownership Month (Instr. 3 (Instr. 4) (Instr. 4) and 4) --------------- -------------------- ------ --------- ------ ------- ----- Code V Amount (A) Price or (D) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 per share March 18, 1999 P 4.75 150 A 435 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of security beneficially owned directly or indirectly . (Print or Type Responses) Form 4 (continued)
TABLE II -Derivative Securities Acquired, Disposed of, or Beneficially owned (e.g., put, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1.Title 2.Conversion 3.Trans- 4.Trans- 5.Number 6.Date 7.Title 8.Price 9.Number 10.Owner- 11.Nature of of or action action of Exercis- and of of ship Indirect Deriva Exercise Date Code Deriva- and Expir- Amount of Deriva- Deriva- form Beneficial tive Price of (Month/ (Instr 8) tive ation Date underlying tive tive of Ownership (Instr. 3) Security (Month/ Securities Security Securities Deriva- (Instr. 4) Day/Year) (Instr. 3 (Instr. 4) Beneficially tive and 4 owned at Security end of Direct Month (D) (Instr.4) Indirect (I) Code V (A) (D) Date Expir- Amount Exersis ation or able Date Title Number of Shares -------- ------- -------------- ----- --------- - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: /s/ John W. Diller 4/7/99 -------------------------------- ----------------- **Signature of Reporting Person Date Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18.U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 5 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form display a current valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----