0001331471-23-000003.txt : 20230201
0001331471-23-000003.hdr.sgml : 20230201
20230201115325
ACCESSION NUMBER: 0001331471-23-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230130
FILED AS OF DATE: 20230201
DATE AS OF CHANGE: 20230201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DeGaynor Jonathan B
CENTRAL INDEX KEY: 0001637951
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13337
FILM NUMBER: 23575579
MAIL ADDRESS:
STREET 1: C/O STONERIDGE, INC.
STREET 2: 39675 MACKENZIE DRIVE, SUITE 400
CITY: NOVI
STATE: MI
ZIP: 48377
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STONERIDGE INC
CENTRAL INDEX KEY: 0001043337
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 341598949
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 39675 MACKENZIE DRIVE
STREET 2: SUITE 400
CITY: NOVI
STATE: MI
ZIP: 48377
BUSINESS PHONE: 2484899300
MAIL ADDRESS:
STREET 1: 39675 MACKENZIE DRIVE
STREET 2: SUITE 400
CITY: NOVI
STATE: MI
ZIP: 48377
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2023-01-30
1
0001043337
STONERIDGE INC
SRI
0001637951
DeGaynor Jonathan B
C/O STONERIDGE, INC.
39675 MACKENZIE DRIVE, SUITE 400
NOVI
MI
48377
1
1
0
0
President and CEO
Common Shares, without par value
215426
D
Share Units
2023-01-30
4
A
0
40000
0
A
Common Shares, without par value
40000
187425
D
40,000 share units were granted to the Reporting Person under the Company's Long-Term Incentive Plan pursuant to that certain Consulting Services Agreement, dated January 30, 2023, by and between the Reporting Person and the Company. Assuming the Reporting Person's compliance with the Consulting Services Agreement the 40,000 share units will vest and be paid on a one-for-one basis in Company common shares on the six month anniversary of the Consulting Services Agreement.
In connection with the Reporting Person's resignation of employment and the Consulting Services Agreement, subject to the Reporting Person's compliance with the Consulting Services Agreement, the Reporting Person's March 9, 2020 time-based 65,124 share unit grant will vest on March 9, 2023 and be paid on a one-for-one basis in Company common shares. The remaining amounts (other than the 40,000 share unit grant described in footnote no. 1) were forfeited upon the Reporting Person's resignation.
/s/ Robert M. Loesch, by power of attorney
2023-02-01