0001331471-23-000003.txt : 20230201 0001331471-23-000003.hdr.sgml : 20230201 20230201115325 ACCESSION NUMBER: 0001331471-23-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230130 FILED AS OF DATE: 20230201 DATE AS OF CHANGE: 20230201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeGaynor Jonathan B CENTRAL INDEX KEY: 0001637951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 23575579 MAIL ADDRESS: STREET 1: C/O STONERIDGE, INC. STREET 2: 39675 MACKENZIE DRIVE, SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 BUSINESS PHONE: 2484899300 MAIL ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2023-01-30 1 0001043337 STONERIDGE INC SRI 0001637951 DeGaynor Jonathan B C/O STONERIDGE, INC. 39675 MACKENZIE DRIVE, SUITE 400 NOVI MI 48377 1 1 0 0 President and CEO Common Shares, without par value 215426 D Share Units 2023-01-30 4 A 0 40000 0 A Common Shares, without par value 40000 187425 D 40,000 share units were granted to the Reporting Person under the Company's Long-Term Incentive Plan pursuant to that certain Consulting Services Agreement, dated January 30, 2023, by and between the Reporting Person and the Company. Assuming the Reporting Person's compliance with the Consulting Services Agreement the 40,000 share units will vest and be paid on a one-for-one basis in Company common shares on the six month anniversary of the Consulting Services Agreement. In connection with the Reporting Person's resignation of employment and the Consulting Services Agreement, subject to the Reporting Person's compliance with the Consulting Services Agreement, the Reporting Person's March 9, 2020 time-based 65,124 share unit grant will vest on March 9, 2023 and be paid on a one-for-one basis in Company common shares. The remaining amounts (other than the 40,000 share unit grant described in footnote no. 1) were forfeited upon the Reporting Person's resignation. /s/ Robert M. Loesch, by power of attorney 2023-02-01