0001331471-21-000027.txt : 20211115 0001331471-21-000027.hdr.sgml : 20211115 20211115173913 ACCESSION NUMBER: 0001331471-21-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211105 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartman Robert J. Jr. CENTRAL INDEX KEY: 0001679290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 211412880 MAIL ADDRESS: STREET 1: C/O STONERIDGE, INC. STREET 2: 9400 EAST MARKET STREET CITY: WARREN STATE: OH ZIP: 44484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 BUSINESS PHONE: 2484899300 MAIL ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-11-05 0 0001043337 STONERIDGE INC SRI 0001679290 Hartman Robert J. Jr. C/O STONERIDGE, INC. 39675 MACKENZIE DRIVE, SUITE 400 NOVI MI 48377 0 1 0 0 Chief Accounting Officer Common Shares, without par value 2021-11-05 4 S 0 3880 22.08 D 30000 D Share Units Common Shares, without par value 4766 4766 D The price reported in Column 4 is a weighted average price. The Common Shares were sold in multiple transactions at prices ranging from $22.079 to $22.09, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any shareholder of Stoneridge, Inc. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. Shares Units granted to the Reporting Person in 2019, 2020 and 2021 pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on the third anniversary of the date of grant. /s/ Robert M. Loesch, by power of attorney 2021-11-15