0001331471-21-000014.txt : 20210309 0001331471-21-000014.hdr.sgml : 20210309 20210309213153 ACCESSION NUMBER: 0001331471-21-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210306 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeGaynor Jonathan B CENTRAL INDEX KEY: 0001637951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 21728042 MAIL ADDRESS: STREET 1: C/O STONERIDGE, INC. STREET 2: 39675 MACKENZIE DRIVE, SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 BUSINESS PHONE: 2484899300 MAIL ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-03-06 0 0001043337 STONERIDGE INC SRI 0001637951 DeGaynor Jonathan B C/O STONERIDGE, INC. 39675 MACKENZIE DRIVE, SUITE 400 NOVI MI 48377 1 1 0 0 President and CEO Common Shares, without par value 2021-03-06 4 M 0 33100 A 169308 D Common Shares, without par value 2021-03-06 4 A 0 40662 0 A 209970 D Common Shares, without par value 2021-03-06 4 F 0 27825 34.7 D 182145 D Share Units 2021-03-06 4 M 0 33100 0 D Common Shares, without par value 33100 83350 D Share Units 2021-03-08 4 A 0 32484 0 A Common Shares, without par value 32484 115834 D On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 33,100 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares. Vesting of performance shares pursuant to a March 6, 2018 grant to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on March 6, 2021 based on Company performance on a one-for-one basis in Company Common Shares. Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024. /s/ Robert M. Loesch, by power of attorney 2021-03-09