0001331471-20-000028.txt : 20201217
0001331471-20-000028.hdr.sgml : 20201217
20201217105317
ACCESSION NUMBER: 0001331471-20-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201215
FILED AS OF DATE: 20201217
DATE AS OF CHANGE: 20201217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DeGaynor Jonathan B
CENTRAL INDEX KEY: 0001637951
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13337
FILM NUMBER: 201394595
MAIL ADDRESS:
STREET 1: C/O STONERIDGE, INC.
STREET 2: 39675 MACKENZIE DRIVE, SUITE 400
CITY: NOVI
STATE: MI
ZIP: 48377
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STONERIDGE INC
CENTRAL INDEX KEY: 0001043337
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 341598949
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 39675 MACKENZIE DRIVE
STREET 2: SUITE 400
CITY: NOVI
STATE: MI
ZIP: 48377
BUSINESS PHONE: 2484899300
MAIL ADDRESS:
STREET 1: 39675 MACKENZIE DRIVE
STREET 2: SUITE 400
CITY: NOVI
STATE: MI
ZIP: 48377
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-12-15
0
0001043337
STONERIDGE INC
SRI
0001637951
DeGaynor Jonathan B
C/O STONERIDGE, INC.
39675 MACKENZIE DRIVE, SUITE 400
NOVI
MI
48377
1
1
0
0
President and CEO
Common Shares, without par value
2020-12-15
4
S
0
10000
30.3831
D
156208
D
Share Units
Common Shares, without par value
116450
D
As reported on the Company's Form 8-K filed with the SEC on November 3, 2020, the Reporting Person entered in a Rule 10b5-1 trading plan on November 3, 2020 for the purpose of individual asset diversification. The Common Shares were sold pursuant to the 10b5-1 trading plan.
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.28 to $30.58, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any security holder of Stoneridge, Inc., or the SEC Staff, upon request, full information of the number of shares sold at each price within the range.
Share Units granted in 2018, 2019 and 2020 to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on the third anniversary of the date of grant.
/s/ Robert M. Loesch, by power of attorney
2020-12-17