0001331471-20-000003.txt : 20200306 0001331471-20-000003.hdr.sgml : 20200306 20200306192842 ACCESSION NUMBER: 0001331471-20-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200306 FILED AS OF DATE: 20200306 DATE AS OF CHANGE: 20200306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartman Robert J. Jr. CENTRAL INDEX KEY: 0001679290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 20696275 MAIL ADDRESS: STREET 1: C/O STONERIDGE, INC. STREET 2: 9400 EAST MARKET STREET CITY: WARREN STATE: OH ZIP: 44484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 BUSINESS PHONE: 2484899300 MAIL ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-03-06 0 0001043337 STONERIDGE INC SRI 0001679290 Hartman Robert J. Jr. C/O STONERIDGE, INC. 39675 MACKENZIE DRIVE, SUITE 400 NOVI MI 48377 0 1 0 0 Chief Accounting Officer Common Shares, without par value 2020-03-06 4 M 0 6947 A 44228 D Common Shares, without par value 2020-03-06 4 F 0 3265 19.36 A 40963 D Performance Shares/Share Units 2020-03-06 4 M 0 6947 0 D Common Shares, without par value 6947 3217 D Performance Shares/Share Units 2020-03-06 4 D 0 748 D Common Shares, without par value 748 2469 D On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited. /s/ Robert M. Loesch, by power of attorney 2020-03-06