0001331471-18-000020.txt : 20180330 0001331471-18-000020.hdr.sgml : 20180330 20180330154804 ACCESSION NUMBER: 0001331471-18-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180330 FILED AS OF DATE: 20180330 DATE AS OF CHANGE: 20180330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartman Robert J. Jr. CENTRAL INDEX KEY: 0001679290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 18726095 MAIL ADDRESS: STREET 1: C/O STONERIDGE, INC. STREET 2: 9400 EAST MARKET STREET CITY: WARREN STATE: OH ZIP: 44484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 BUSINESS PHONE: 2484899300 MAIL ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-03-30 0 0001043337 STONERIDGE INC SRI 0001679290 Hartman Robert J. Jr. 39675 MACKENZIE DRIVE, SUITE 400 NOVI MI 48377 0 1 0 0 Chief Accounting Officer Common Shares, without par value 2018-03-30 4 M 0 8947 A 46228 D Common Shares, without par value 2018-03-30 4 F 0 2554 22.6 D 43674 D Performance Shares 2018-03-30 4 M 0 8947 0 D Common Shares, without par value 8947 18633 D Performance Shares 2018-03-30 4 D 0 513 D Common Shares, without par value 513 18120 D On March 30, 2015 the Reporting Person was granted under the Company Long-Term Incentive Plan 9,460 performance shares, vesting on March 30, 2018; 3,340 of the performance shares were time-based and were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares and 6,120 performance shares were time-based and performance-based. Of the time and performance based performance shares, 5,607 were earned and vested on March 30, 2018 and were paid on a one-for-one basis in common shares, and 513 performance were not earned. Includes performance shares and time-based share units vesting in 2019, 2020 and 2021. /s/ Robert M. Loesch, by power of attorney 2018-03-30