0001331471-17-000028.txt : 20170908
0001331471-17-000028.hdr.sgml : 20170908
20170908123846
ACCESSION NUMBER: 0001331471-17-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170907
FILED AS OF DATE: 20170908
DATE AS OF CHANGE: 20170908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartman Robert J. Jr.
CENTRAL INDEX KEY: 0001679290
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13337
FILM NUMBER: 171075764
MAIL ADDRESS:
STREET 1: C/O STONERIDGE, INC.
STREET 2: 9400 EAST MARKET STREET
CITY: WARREN
STATE: OH
ZIP: 44484
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STONERIDGE INC
CENTRAL INDEX KEY: 0001043337
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 341598949
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 39675 MACKENZIE DRIVE
STREET 2: SUITE 400
CITY: NOVI
STATE: MI
ZIP: 48377
BUSINESS PHONE: 2484899300
MAIL ADDRESS:
STREET 1: 39675 MACKENZIE DRIVE
STREET 2: SUITE 400
CITY: NOVI
STATE: MI
ZIP: 48377
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-09-07
0
0001043337
STONERIDGE INC
SRI
0001679290
Hartman Robert J. Jr.
C/O STONERIDGE, INC.
39675 MACKENZIE DRIVE
NOVI
MI
48377
0
1
0
0
Chief Accounting Officer
Common Shares, without par value
2017-09-07
4
S
0
7358
16.5129
D
37281
D
Performance Shares
Common Shares, without par value
25660
25660
D
The price reported in column 4 is a weighted average price. The Common Shares were sold in multiple transactions on 9-7-2017 at prices ranging from $16.512/share to $16.52/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each separate price within the range.
Each Performance Share (unit) was granted to the Reporting Person under the Company's Long-Term Incentive Plan and represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person in 2015, 2016 and 2017 and shall be earned in some cases on continued employment until a date three years from the date of grant and in other cases contingent on the same three year employment condition and on Company performance over a three year period.
/s/ Robert M. Loesch, by power of attorney
2017-09-08