0001331471-17-000027.txt : 20170908 0001331471-17-000027.hdr.sgml : 20170908 20170908121533 ACCESSION NUMBER: 0001331471-17-000027 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170325 FILED AS OF DATE: 20170908 DATE AS OF CHANGE: 20170908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartman Robert J. Jr. CENTRAL INDEX KEY: 0001679290 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 171075655 MAIL ADDRESS: STREET 1: C/O STONERIDGE, INC. STREET 2: 9400 EAST MARKET STREET CITY: WARREN STATE: OH ZIP: 44484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 BUSINESS PHONE: 2484899300 MAIL ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2017-03-25 2017-03-28 0 0001043337 STONERIDGE INC SRI 0001679290 Hartman Robert J. Jr. C/O STONERIDGE, INC. 39675 MACKENZIE DRIVE NOVI MI 49377 0 1 0 0 Chief Accouting Officer Common Shares, without par value 2017-03-25 4 M 0 7736 A 47067 D Common Shares, without par value 2017-03-25 4 F 0 2428 18.26 D 44639 D Performance Shares 2017-03-25 4 M 0 7736 0 D Common Shares, without par value 7736 26674 D Performance Shares 2017-03-25 4 D 0 1014 D Common Shares, without par value 25660 D On March 25, 2014 the Reporting Person was granted 8,750 performance shares vesting on March 25, 2017; 3,500 of the Performance Shares were time based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 performance shares were time-based and performance-based. Of the time and performance based shares 4,236 vested on March 25, 2017 and were paid a on one-for-one basis in common shares and 1,014 were forfeited. Performance Shares vesting in 2018, 2019 and 2020 payable upon vesting on a one-for-one basis in Common Shares. /s/ Robert M. Loesch, by power of attorney 2017-09-08