0001331471-16-000056.txt : 20160711 0001331471-16-000056.hdr.sgml : 20160711 20160711120620 ACCESSION NUMBER: 0001331471-16-000056 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160711 DATE AS OF CHANGE: 20160711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9400 EAST MARKET ST CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 3308562443 MAIL ADDRESS: STREET 1: 9400 EAST MARKET ST CITY: WARREN STATE: OH ZIP: 44484 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartman Robert J. Jr. CENTRAL INDEX KEY: 0001679290 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 161761474 MAIL ADDRESS: STREET 1: C/O STONERIDGE, INC. STREET 2: 9400 EAST MARKET STREET CITY: WARREN STATE: OH ZIP: 44484 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2016-07-01 0 0001043337 STONERIDGE INC SRI 0001679290 Hartman Robert J. Jr. C/O STONERIDGE, INC. 9400 EAST MARKET STREET WARREN OH 44484 0 1 0 0 Chief Accounting Officer Common Shares, without par value 39331 D Performance Shares Common Shares, without par value 26715 D Each Performance Share represents a contingent right to receive one Company Common Share. These amounts represent grants made to the Reporting Person pursuant to the Company's Long-Term Incentive Plan in 2014, 2015 and 2016. For 2014 grants, provided that the Reporting Person remains employed until March 25, 2017, 3,500 Common Shares shall be earned and, depending on Company performance, up to 5,250 Common Shares may be earned. For 2015 grants, provided that the Reporting Person remains employed until March 30, 2018, 3,340 Common Shares shall be earned and, depending on Company performance, up to 6,120 Common Shares may be earned. For 2016 grants, provided that the Reporting Person remains employed until March 4, 2019, 3,000 Common Shares shall be earned and, depending on Company performance, up to 5,505 Common Shares may be earned. /s/ Robert M. Loesch, by power of attorney 2016-07-11