0001628280-23-019110.txt : 20230519 0001628280-23-019110.hdr.sgml : 20230519 20230519165639 ACCESSION NUMBER: 0001628280-23-019110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230517 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYLON MICHAEL E CENTRAL INDEX KEY: 0001222407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 23941187 MAIL ADDRESS: STREET 1: THE PHOENIX COMPANIES, INC. STREET 2: ONE AMERICAN ROW CITY: HARTFORD STATE: CT ZIP: 06102-5056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 wf-form4_168452977888638.xml FORM 4 X0407 4 2023-05-17 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001222407 HAYLON MICHAEL E C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 0 Common Stock 0 D Deferred Stock Units 2023-05-17 4 A 0 8167 0 A Common Stock 8167.0 77831 D The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 32,377 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. /s/ Anthony C. Green, as Attorney-in-Fact for Michael E. Haylon 2023-05-19