0001628280-21-010931.txt : 20210521 0001628280-21-010931.hdr.sgml : 20210521 20210521182348 ACCESSION NUMBER: 0001628280-21-010931 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210519 FILED AS OF DATE: 20210521 DATE AS OF CHANGE: 20210521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENAHAN WELLINGTON CENTRAL INDEX KEY: 0001235657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 21950542 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 wf-form4_162163581208994.xml FORM 4 X0306 4 2021-05-19 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001235657 DENAHAN WELLINGTON C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 Common Stock 2021-05-20 4 M 0 22551 0 A 1289379 D Common Stock 560036 I See note Deferred Stock Units 2021-05-19 4 A 0 15609 0 A Common Stock 15609.0 38160 D Deferred Stock Units 2021-05-20 4 M 0 22551 0 D Common Stock 22551.0 15609 D Represents shares of Common Stock held by The Wellington J. Denahan 2020 Grantor Retained Annuity Trust (the "2020 GRAT") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the 2020 GRAT. TThe Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions. /s/ Anthony C. Green, Attorney-in-Fact for Wellington Denahan 2021-05-21