0001628280-21-001293.txt : 20210202 0001628280-21-001293.hdr.sgml : 20210202 20210202163353 ACCESSION NUMBER: 0001628280-21-001293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ertas Ilker CENTRAL INDEX KEY: 0001834649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 21581922 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: Ertas ilker DATE OF NAME CHANGE: 20201202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 wf-form4_161230160023341.xml FORM 4 X0306 4 2021-01-29 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001834649 Ertas Ilker C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 6TH AVE NEW YORK NY 10036 0 1 0 0 Head of Securitized Products Common Stock 2021-01-29 4 A 0 92365 0 A 202575 D Common Stock 2021-01-31 4 M 0 456 0 A 203031 D Common Stock 2021-01-31 4 F 0 2115 8.12 D 200916 D Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 31, 2021 of a restricted stock award previously granted on January 31, 2020. /s/ Anthony C. Green, as Attorney-in-Fact for Ilker Ertas 2021-02-02