0001628280-20-007917.txt : 20200515 0001628280-20-007917.hdr.sgml : 20200515 20200515165824 ACCESSION NUMBER: 0001628280-20-007917 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200515 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamilton Thomas Edward CENTRAL INDEX KEY: 0001769848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 20886457 MAIL ADDRESS: STREET 1: 211 STUYVESANT AVE CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 wf-form4_158957628368975.xml FORM 4 X0306 4 2020-05-15 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001769848 Hamilton Thomas Edward C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 Common Stock 130000 D Common Stock 2020-05-15 4 P 0 200000 5.9646 A 330000 I Cure FA Foundation, Inc. Common Stock 80000 I 2012 Hamilton Family Trust The price reported above reflects the weighted average purchase price. The highest price at which the shares were purchased was $5.97 and the lowest price at which the shares were purchased was $5.945. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. /s/ Anthony C. Green, as Attorney-in-Fact for Thomas Edward Hamilton 2020-05-15