0001628280-20-000284.txt : 20200110
0001628280-20-000284.hdr.sgml : 20200110
20200110163610
ACCESSION NUMBER: 0001628280-20-000284
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200110
DATE AS OF CHANGE: 20200110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schaefer John H
CENTRAL INDEX KEY: 0001188749
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 20521498
MAIL ADDRESS:
STREET 1: 1211 AVE. OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: SCHAEFER JOHN H
DATE OF NAME CHANGE: 20020912
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
5
1
wf-form5_157869215223519.xml
FORM 5
X0306
5
2019-12-31
0
0
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001188749
Schaefer John H
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
87494
D
Deferred Stock Units
Common Stock
68794.0
68794
D
The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.
Reflects the aggregate amount of DSU granted during the tenure of the respective director net of any conversions, including 18,365 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.
/s/ Anthony C. Green, as Attorney-in-Fact for John H. Schaefer
2020-01-10