0001628280-20-000279.txt : 20200110 0001628280-20-000279.hdr.sgml : 20200110 20200110163438 ACCESSION NUMBER: 0001628280-20-000279 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamilton Thomas Edward CENTRAL INDEX KEY: 0001769848 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 20521472 MAIL ADDRESS: STREET 1: 211 STUYVESANT AVE CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 5 1 wf-form5_157869206026186.xml FORM 5 X0306 5 2019-12-31 0 0 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001769848 Hamilton Thomas Edward C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 Common Stock 130000 D Common Stock 130000 I Cure FA Foundation, Inc. Common Stock 80000 I 2012 Hamilton Family Trust Deferred Stock Units Common Stock 15592.0 15592 D The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. /s/ Anthony C. Green, as Attorney-in-Fact for Thomas Edward Hamilton 2020-01-10