0001628280-20-000279.txt : 20200110
0001628280-20-000279.hdr.sgml : 20200110
20200110163438
ACCESSION NUMBER: 0001628280-20-000279
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200110
DATE AS OF CHANGE: 20200110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hamilton Thomas Edward
CENTRAL INDEX KEY: 0001769848
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 20521472
MAIL ADDRESS:
STREET 1: 211 STUYVESANT AVE
CITY: RYE
STATE: NY
ZIP: 10580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
5
1
wf-form5_157869206026186.xml
FORM 5
X0306
5
2019-12-31
0
0
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001769848
Hamilton Thomas Edward
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
130000
D
Common Stock
130000
I
Cure FA Foundation, Inc.
Common Stock
80000
I
2012 Hamilton Family Trust
Deferred Stock Units
Common Stock
15592.0
15592
D
The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.
/s/ Anthony C. Green, as Attorney-in-Fact for Thomas Edward Hamilton
2020-01-10