0001628280-20-000269.txt : 20200110
0001628280-20-000269.hdr.sgml : 20200110
20200110163029
ACCESSION NUMBER: 0001628280-20-000269
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200110
DATE AS OF CHANGE: 20200110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEGALAS DONNELL
CENTRAL INDEX KEY: 0001259017
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 20521378
MAIL ADDRESS:
STREET 1: C/O ANNALY MORTGAGE MANAGEMENT
STREET 2: 1211 AVENUE OF AMERICAS STE.2902
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
5
1
wf-form5_157869180881133.xml
FORM 5
X0306
5
2019-12-31
0
0
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001259017
SEGALAS DONNELL
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
102450
D
Common Stock
500
D
Common Stock
500
D
Common Stock
450
I
See note
Common Stock
450
I
See note
Common Stock
2100
I
See note
Common Stock
3000
I
See note
Deferred Stock Units
Common Stock
117853.0
117853
D
Represents shares of Common Stock held jointly with daughter.
Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares.
Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Devlin Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Devlin Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Devlin Trust.
Represents shares of Common Stock held by The Hercules Segalas Irrevocable Trust (the "Segalas Trust") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the Segalas Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Segalas Trust.
The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.
Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 31,237 DSUs acquired pursuant to dividend reinvestments for which no additional price was paid.
/s/ Anthony C. Green, as Attorney-in-Fact for Donnell Segalas
2020-01-10