0001628280-20-000269.txt : 20200110 0001628280-20-000269.hdr.sgml : 20200110 20200110163029 ACCESSION NUMBER: 0001628280-20-000269 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEGALAS DONNELL CENTRAL INDEX KEY: 0001259017 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 20521378 MAIL ADDRESS: STREET 1: C/O ANNALY MORTGAGE MANAGEMENT STREET 2: 1211 AVENUE OF AMERICAS STE.2902 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 5 1 wf-form5_157869180881133.xml FORM 5 X0306 5 2019-12-31 0 0 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001259017 SEGALAS DONNELL C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 Common Stock 102450 D Common Stock 500 D Common Stock 500 D Common Stock 450 I See note Common Stock 450 I See note Common Stock 2100 I See note Common Stock 3000 I See note Deferred Stock Units Common Stock 117853.0 117853 D Represents shares of Common Stock held jointly with daughter. Represents shares of Common Stock held by daughter. The reporting person disclaims beneficial ownership of these shares. Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Devlin Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Devlin Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Devlin Trust. Represents shares of Common Stock held by The Hercules Segalas Irrevocable Trust (the "Segalas Trust") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the Segalas Trust. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Segalas Trust. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 31,237 DSUs acquired pursuant to dividend reinvestments for which no additional price was paid. /s/ Anthony C. Green, as Attorney-in-Fact for Donnell Segalas 2020-01-10