0001628280-19-006695.txt : 20190514
0001628280-19-006695.hdr.sgml : 20190514
20190514064212
ACCESSION NUMBER: 0001628280-19-006695
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190513
FILED AS OF DATE: 20190514
DATE AS OF CHANGE: 20190514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Finkelstein David L
CENTRAL INDEX KEY: 0001688537
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 19820385
MAIL ADDRESS:
STREET 1: ANNALY CAPITAL MANAGEMENT, INC.
STREET 2: 1211 AVE. OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
4
1
wf-form4_155783051675746.xml
FORM 4
X0306
4
2019-05-13
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001688537
Finkelstein David L
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
1
0
0
Chief Investment Officer
Common Stock
2019-05-13
4
P
0
100000
9.5566
A
400000
D
Series H Preferred Stock
5525
D
The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $9.560 and the lowest price at which the shares were purchased was $9.555. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
/s/ Anthony C. Green, as Attorney-in-Fact
for David L. Finkelstein
2019-05-14