0001628280-18-007230.txt : 20180525
0001628280-18-007230.hdr.sgml : 20180525
20180525162615
ACCESSION NUMBER: 0001628280-18-007230
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180523
FILED AS OF DATE: 20180525
DATE AS OF CHANGE: 20180525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRADY KEVIN
CENTRAL INDEX KEY: 0001239239
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 18861893
MAIL ADDRESS:
STREET 1: C/O ANNALY MORTGAGEMANAGEMENT
STREET 2: 1211 AVE OF AMERICAS STE. 2902
CITY: NEW YORK
STATE: NY
ZIP: 10034
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
4
1
wf-form4_152727996214300.xml
FORM 4
X0306
4
2018-05-23
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001239239
BRADY KEVIN
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
53150
D
Common Stock
48750
I
By the Kevin P. Brady Family Trust
Common Stock
42500
I
By wife
Common Stock
750
I
By daughter
Common Stock
750
I
By daughter
Option to purchase Common Stock
15.61
2018-09-19
Common Stock
10000.0
10000
D
Option to purchase Common Stock
13.25
2019-04-22
Common Stock
12500.0
12500
D
Deferred Stock Units
2018-05-23
4
A
0
12858
0
A
Common Stock
12858.0
87121
D
Includes 9,000 shares inherited from the reporting person's mother in April 2018, which were previously reported as indirectly held by the reporting person.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Options previously granted. All options are currently vested.
The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 16,097 DSUs acquired pursuant to dividend reinvestments for which no additional price was paid.
/s/ Anthony C. Green, as Attorney-in-Fact for Kevin Brady
2018-05-25