0001628280-18-007225.txt : 20180525
0001628280-18-007225.hdr.sgml : 20180525
20180525162505
ACCESSION NUMBER: 0001628280-18-007225
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180523
FILED AS OF DATE: 20180525
DATE AS OF CHANGE: 20180525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAYLON MICHAEL E
CENTRAL INDEX KEY: 0001222407
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 18861867
MAIL ADDRESS:
STREET 1: THE PHOENIX COMPANIES, INC.
STREET 2: ONE AMERICAN ROW
CITY: HARTFORD
STATE: CT
ZIP: 06102-5056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
4
1
wf-form4_152727984149933.xml
FORM 4
X0306
4
2018-05-23
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001222407
HAYLON MICHAEL E
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
0
D
Option to purchase Common Stock
16.13
2009-06-13
2018-06-13
Common Stock
5000.0
5000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
20000.0
20000
D
Option to purchase Common Stock
13.25
2010-04-22
2019-04-22
Common Stock
50000.0
50000
D
Deferred Stock Units
2018-05-23
4
A
0
12858
0
A
Common Stock
12858.0
94175
D
Options previously granted. All options are currently vested.
The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 23,151 DSUs acquired pursuant to dividend reinvestments for which no additional price was paid.
/s/ Anthony C. Green, as Attorney-in-Fact for Michael E. Haylon
2018-05-25