0001628280-18-007221.txt : 20180525
0001628280-18-007221.hdr.sgml : 20180525
20180525162028
ACCESSION NUMBER: 0001628280-18-007221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180523
FILED AS OF DATE: 20180525
DATE AS OF CHANGE: 20180525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHAEFER JOHN H
CENTRAL INDEX KEY: 0001188749
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 18861790
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
4
1
wf-form4_152727956543701.xml
FORM 4
X0306
4
2018-05-23
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001188749
SCHAEFER JOHN H
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
2018-05-25
4
M
0
11451
0
A
77494
D
Deferred Stock Units
2018-05-23
4
A
0
12858
0
A
Common Stock
12858.0
56397
D
Deferred Stock Units
2018-05-25
4
M
0
11451
0
D
Common Stock
11451.0
44946
D
The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 10,109 DSUs acquired pursuant to a dividend reinvestment for which no additional price was paid.
/s/ Anthony C. Green, as Attorney-in-Fact for John H. Schaefer
2018-05-25