UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported):
July
11, 2011
ANNALY
CAPITAL MANAGEMENT, INC.
(Exact name of registrant as
specified in its charter)
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Maryland |
1-13447 |
22-3479661 |
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(State
or Other Jurisdiction |
(Commission File Number) |
(IRS
Employer |
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1211 Avenue of the Americas Suite 2902 New York, New York |
10036 |
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(Address of principal executive offices) |
(Zip Code) |
Registrant’s
telephone number, including area code: (212) 696-0100
No Change
(Former
Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events
On July 11, 2011, Annaly Capital Management, Inc. (the “Company”) issued a press release announcing that it intends to make a public offering of 100,000,000 shares of its common stock. The Company intends to grant the underwriters a thirty-day option to purchase up to an additional 15,000,000 shares of common stock solely to cover overallotments. The Company’s press release is attached hereto as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits:
99.1 Press Release, dated July 11, 2011, issued by the Company
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Annaly Capital Management, Inc. |
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By: |
/s/ Kathryn Fagan |
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Name: |
Kathryn Fagan |
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Title: |
Chief Financial Officer |
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Date: |
July 11, 2011 |
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Exhibit 99.1
Annaly Capital Management Announces Public Offering of Common Stock
NEW YORK--(BUSINESS WIRE)--July 11, 2011--Annaly Capital Management, Inc. (NYSE: NLY) today announced that it intends to make a public offering of 100,000,000 shares of its common stock.
Annaly intends to grant the underwriters a thirty-day option to purchase up to an additional 15,000,000 shares of common stock solely to cover overallotments. Annaly expects to use the proceeds of this offering to purchase mortgage-backed securities for its investment portfolio and for general corporate purposes, which may include additional investments and repayment of short-term indebtedness.
Credit Suisse Securities (USA) LLC is acting as the lead book-running manager for the offering. BofA Merrill Lynch, Morgan Stanley, UBS Investment Bank and RCap Securities, Inc. are acting as joint book-running managers.
Annaly has filed a shelf registration statement and prospectus with the Securities and Exchange Commission (SEC), and will file a prospectus supplement for the offering to which this communication relates. Before you invest, you should read the prospectus supplement and the accompanying prospectus and other documents Annaly has filed with the SEC for more complete information about Annaly and this offering. You may obtain these documents for free by visiting EDGAR on the SEC Web site at http://www.sec.gov. Alternatively, Annaly, the underwriters or any dealer participating in the offering will arrange to send you the prospectus supplement and accompanying prospectus if you request them by contacting:
Credit Suisse Securities (USA) LLC
Attn: Prospectus Dept.
One
Madison Ave.
New York, NY 10010
Telephone: (800) 221-1037
BofA Merrill Lynch
4 World Financial Center
New York, NY 10080
Attn:
Prospectus Department
Email: dg.prospectus_requests@baml.com
Morgan Stanley & Co. LLC
Attention: Prospectus Dept.
180
Varick Street
2nd Floor
New York, NY 10014
Telephone: (866)
718-1649
Email: prospectus@morganstanley.com
UBS Investment Bank
Attention: Prospectus Department
299 Park
Avenue
New York, New York 10171
Telephone: (888) 827-7275
This press release shall not constitute an offer to sell or a solicitation of an offer to buy the shares. An offering of the shares will be made only by means of a prospectus supplement and accompanying prospectus. The prospectus supplement and the accompanying prospectus shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.
Statements in this press release contain “forward looking” information within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Such statements involve a number of risks and uncertainties. Those factors include conditions in the financial markets and customary offering closing conditions. Please see Annaly’s filing with the SEC for certain other factors that may affect forward-looking information.
CONTACT:
Annaly Capital Management, Inc.
Investor Relations
1-888-8Annaly