0001140361-17-030919.txt : 20170809 0001140361-17-030919.hdr.sgml : 20170809 20170809172620 ACCESSION NUMBER: 0001140361-17-030919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170807 FILED AS OF DATE: 20170809 DATE AS OF CHANGE: 20170809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEGALAS DONNELL CENTRAL INDEX KEY: 0001259017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 171018994 MAIL ADDRESS: STREET 1: C/O ANNALY MORTGAGE MANAGEMENT STREET 2: 1211 AVENUE OF AMERICAS STE.2902 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 doc1.xml FORM 4 X0306 4 2017-08-07 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001259017 SEGALAS DONNELL C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 Common Stock 2017-08-07 4 P 0 8000 12.0883 A 84150 D Common Stock 2017-08-08 4 P 0 9000 12.1872 A 93150 D Common Stock 2017-08-08 4 P 0 500 12.1764 A 93650 D Common Stock 2017-08-08 4 P 0 200 12.1872 A 2100 I See footnote Option to purchase Common Stock 16.46 2018-05-08 Common Stock 20000 20000 D Option to purchase Common Stock 15.61 2018-09-19 Common Stock 20000 20000 D Option to purchase Common Stock 13.25 2019-04-22 Common Stock 37500 37500 D Deferred Stock Units Common Stock 67666 67666 D Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Trust. Includes a previous gift of 1,900 shares of Common Stock received by the Trust in 2012. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Trust. Options previously granted. All options are currently vested. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 9,500 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. /s/ Glenn Votek, Attorney-In-Fact 2017-08-09