0001140361-17-030919.txt : 20170809
0001140361-17-030919.hdr.sgml : 20170809
20170809172620
ACCESSION NUMBER: 0001140361-17-030919
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170807
FILED AS OF DATE: 20170809
DATE AS OF CHANGE: 20170809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEGALAS DONNELL
CENTRAL INDEX KEY: 0001259017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 171018994
MAIL ADDRESS:
STREET 1: C/O ANNALY MORTGAGE MANAGEMENT
STREET 2: 1211 AVENUE OF AMERICAS STE.2902
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
4
1
doc1.xml
FORM 4
X0306
4
2017-08-07
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001259017
SEGALAS DONNELL
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
2017-08-07
4
P
0
8000
12.0883
A
84150
D
Common Stock
2017-08-08
4
P
0
9000
12.1872
A
93150
D
Common Stock
2017-08-08
4
P
0
500
12.1764
A
93650
D
Common Stock
2017-08-08
4
P
0
200
12.1872
A
2100
I
See footnote
Option to purchase Common Stock
16.46
2018-05-08
Common Stock
20000
20000
D
Option to purchase Common Stock
15.61
2018-09-19
Common Stock
20000
20000
D
Option to purchase Common Stock
13.25
2019-04-22
Common Stock
37500
37500
D
Deferred Stock Units
Common Stock
67666
67666
D
Represents shares of Common Stock held by The Katherine Lacy Segalas Devlin Irrevocable Trust (the "Trust") for the benefit of an immediate family member of the reporting person. The reporting person is co-trustee of the Trust. Includes a previous gift of 1,900 shares of Common Stock received by the Trust in 2012. The reporting person disclaims beneficial ownership of shares of Common Stock held by the Trust.
Options previously granted. All options are currently vested.
The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.
Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 9,500 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.
/s/ Glenn Votek, Attorney-In-Fact
2017-08-09