0001140361-17-022917.txt : 20170530
0001140361-17-022917.hdr.sgml : 20170529
20170530183435
ACCESSION NUMBER: 0001140361-17-022917
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170525
FILED AS OF DATE: 20170530
DATE AS OF CHANGE: 20170530
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEGALAS DONNELL
CENTRAL INDEX KEY: 0001259017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 17878996
MAIL ADDRESS:
STREET 1: C/O ANNALY MORTGAGE MANAGEMENT
STREET 2: 1211 AVENUE OF AMERICAS STE.2902
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
doc1.xml
FORM 4
X0306
4
2017-05-25
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001259017
SEGALAS DONNELL
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
76150
D
Option to purchase Common Stock
16.46
2018-05-08
Common Stock
20000
20000
D
Option to purchase Common Stock
15.61
2018-09-19
Common Stock
20000
20000
D
Option to purchase Common Stock
13.25
2019-04-22
Common Stock
37500
37500
D
Option to purchase Common Stock
17.11
2017-06-26
Common Stock
1250
1250
D
Deferred Stock Units
2017-05-25
4
A
0
11451
0
A
Common Stock
11451
67666
D
Options previously granted. All options are currently vested.
The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
Includes 9,500 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.
/s/ Glenn Votek, Attorney-In-Fact
2017-05-30