0001140361-17-022897.txt : 20170530 0001140361-17-022897.hdr.sgml : 20170530 20170530174820 ACCESSION NUMBER: 0001140361-17-022897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170525 FILED AS OF DATE: 20170530 DATE AS OF CHANGE: 20170530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADY KEVIN CENTRAL INDEX KEY: 0001239239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 17878803 MAIL ADDRESS: STREET 1: C/O ANNALY MORTGAGEMANAGEMENT STREET 2: 1211 AVE OF AMERICAS STE. 2902 CITY: NEW YORK STATE: NY ZIP: 10034 4 1 doc1.xml FORM 4 X0306 4 2017-05-25 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001239239 BRADY KEVIN C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 Common Stock 44150 D Common Stock 48750 I By the Kevin P. Brady Family Trust Common Stock 42500 I By wife Common Stock 750 I By daughter Common Stock 750 I By daughter Common Stock 9000 I By mother Option to purchase Common Stock 16.46 2018-05-08 Common Stock 20000 20000 D Option to purchase Common Stock 15.61 2018-09-09 Common Stock 10000 10000 D Option to purchase Common Stock 13.25 2019-04-22 Common Stock 12500 12500 D Option to purchase Common Stock 17.11 2017-06-26 Common Stock 1250 1250 D Deferred Stock Units 2017-05-25 4 A 0 11451 0 A Common Stock 11451 67666 D The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Options previously granted. All options are currently vested. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions. Includes 9,500 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. /s/ Glenn Votek, Attorney-In-Fact 2017-05-30