0001140361-17-001944.txt : 20170113 0001140361-17-001944.hdr.sgml : 20170113 20170113193021 ACCESSION NUMBER: 0001140361-17-001944 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170113 DATE AS OF CHANGE: 20170113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENAHAN WELLINGTON CENTRAL INDEX KEY: 0001235657 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 17528894 5 1 doc1.xml FORM 5 X0306 5 2016-12-31 0 0 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001235657 DENAHAN WELLINGTON C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK, NY 10036 1 1 0 0 Chairman of Board/Exec. Chair. Common Stock 1673134 D Option to purchase Common Stock 15.7 2008-05-17 2017-05-17 Common Stock 150000 150000 D Option to purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 200000 200000 D Option to purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 200000 200000 D Options previously granted. /s/ R. Nicholas Singh, Attorney-In-Fact 2017-01-13