0001140361-17-001939.txt : 20170113
0001140361-17-001939.hdr.sgml : 20170113
20170113191843
ACCESSION NUMBER: 0001140361-17-001939
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170113
DATE AS OF CHANGE: 20170113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Singh R Nicholas
CENTRAL INDEX KEY: 0001318746
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 17528875
MAIL ADDRESS:
STREET 1: C/O ANNALY MORTGAGE MANAGEMENT, INC.
STREET 2: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
5
1
doc1.xml
FORM 5
X0306
5
2016-12-31
0
0
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001318746
Singh R Nicholas
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
1
0
0
Chief Legal Officer
Common Stock
436800
D
Common Stock
21899
I
By 401(k) Plan
Class A Preferred Stock
1150
I
By 401(k) Plan
Option to purchase Common Stock
15.7
2008-05-17
2017-05-17
Common Stock
40000
40000
D
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
53000
53000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
53000
53000
D
Options previously granted
/s/ R. Nicholas Singh
2017-01-13