0001140361-17-001933.txt : 20170113
0001140361-17-001933.hdr.sgml : 20170113
20170113190816
ACCESSION NUMBER: 0001140361-17-001933
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170113
DATE AS OF CHANGE: 20170113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORDBERG E WAYNE
CENTRAL INDEX KEY: 0001111624
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 17528862
MAIL ADDRESS:
STREET 1: C/O HOLLOW BROOK WEALTH MANAGEMENT LLC
STREET 2: 420 LEXINGTON AVENUE, SUITE 2840
CITY: NEW YORK
STATE: NY
ZIP: 10170
5
1
doc1.xml
FORM 5
X0306
5
2016-12-31
0
0
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001111624
NORDBERG E WAYNE
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
43250
D
Common Stock
10000
I
By Olivia Nordberg Trust
Common Stock
9000
I
By Spouse
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
20000
20000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
20000
20000
D
Option to purchase Common Stock
13.25
2010-04-22
2019-04-22
Common Stock
50000
50000
D
Option to purchase Common Stock
17.11
2012-06-26
2017-06-26
Common Stock
1250
1250
D
Deferred Stock Units
Common Stock
58358
58358
D
Options previously granted.
The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
Reflects the aggregate amount of Deferred Stock Units granted during the tenure of the respective director.
/s/ R. Nicholas Singh, Attorney-In-Fact
2017-01-13