0001140361-17-001932.txt : 20170113 0001140361-17-001932.hdr.sgml : 20170113 20170113185858 ACCESSION NUMBER: 0001140361-17-001932 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170113 DATE AS OF CHANGE: 20170113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADY KEVIN CENTRAL INDEX KEY: 0001239239 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 17528855 MAIL ADDRESS: STREET 1: C/O ANNALY MORTGAGEMANAGEMENT STREET 2: 1211 AVE OF AMERICAS STE. 2902 CITY: NEW YORK STATE: NY ZIP: 10034 5 1 doc1.xml FORM 5 X0306 5 2016-12-31 0 0 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001239239 BRADY KEVIN C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 Common Stock 44150 D Common Stock 48750 I By the Kevin P Brady Family Trust Common Stock 42500 I By wife Common Stock 750 I By daughter Common Stock 750 I By daughter Common Stock 9000 I By mother Option to purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 20000 20000 D Option to purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 10000 10000 D Option to purchase Common Stock 13.25 2010-04-22 2019-04-22 Common Stock 12500 12500 D Option to purchase Common Stock 17.11 2012-06-26 2017-06-26 Common Stock 1250 1250 D Deferred Stock Units Common Stock 53749 53749 D The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Options previously granted. The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan. Reflects the aggregate amount of Deferred Stock Units granted during the tenure of the respective director. /s/ R. Nicholas Singh, Attorney-In-Fact 2017-01-13