0001140361-16-051833.txt : 20160211
0001140361-16-051833.hdr.sgml : 20160211
20160211173110
ACCESSION NUMBER: 0001140361-16-051833
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160211
DATE AS OF CHANGE: 20160211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRADY KEVIN
CENTRAL INDEX KEY: 0001239239
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 161413004
MAIL ADDRESS:
STREET 1: C/O ANNALY MORTGAGEMANAGEMENT
STREET 2: 1211 AVE OF AMERICAS STE. 2902
CITY: NEW YORK
STATE: NY
ZIP: 10034
5
1
doc1.xml
FORM 5
X0306
5
2015-12-31
0
0
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001239239
BRADY KEVIN
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
44150
D
Common Stock
48750
I
By the Kevin P Brady Family Trust
Common Stock
42500
I
By wife
Common Stock
750
I
By daughter
Common Stock
750
I
By daughter
Common Stock
9000
I
By mother
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
20000
20000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
10000
10000
D
Option to purchase Common Stock
13.25
2010-04-22
2019-04-22
Common Stock
12500
12500
D
Option to purchase Common Stock
18.67
2011-06-27
2016-06-27
Common Stock
1250
1250
D
Option to purchase Common Stock
17.11
2012-06-26
2017-06-26
Common Stock
1250
1250
D
Deferred Stock Units
Common Stock
37035
37035
D
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Options previously granted.
The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
Reflects the aggregate amount of Deferred Stock Units granted during the tenure of the respective director.
/s/ Kevin Brady
2016-02-11