0001140361-16-051832.txt : 20160211
0001140361-16-051832.hdr.sgml : 20160211
20160211172640
ACCESSION NUMBER: 0001140361-16-051832
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160211
DATE AS OF CHANGE: 20160211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREEN JONATHAN D
CENTRAL INDEX KEY: 0001235658
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 161412911
5
1
doc1.xml
FORM 5
X0306
5
2015-12-31
0
0
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001235658
GREEN JONATHAN D
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
45750
D
Option to purchase Common Stock
11.72
2007-02-13
2016-02-13
Common Stock
15000
15000
D
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
20000
20000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
20000
20000
D
Option to purchase Common Stock
13.25
2010-04-22
2019-04-22
Common Stock
50000
50000
D
Option to purchase Common Stock
18.67
2011-06-27
2016-06-27
Common Stock
1250
1250
D
Option to purchase Common Stock
17.11
2012-06-26
2017-06-26
Common Stock
1250
1250
D
Deferred Stock Units
Common Stock
40124
40124
D
Options previously granted.
The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
Reflects the aggregate amount of Deferred Stock Units granted during the tenure of the respective director.
/s/ Jonathan Green
2016-02-11