0001140361-16-051827.txt : 20160211 0001140361-16-051827.hdr.sgml : 20160211 20160211172341 ACCESSION NUMBER: 0001140361-16-051827 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAEFER JOHN H CENTRAL INDEX KEY: 0001188749 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 161412853 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 5 1 doc1.xml FORM 5 X0306 5 2015-12-31 0 0 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001188749 SCHAEFER JOHN H C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 Common Stock 47878 D Deferred Stock Units Common Stock 26456 26456 D The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan. Reflects the aggregate amount of Deferred Stock Units granted during the tenure of the respective director. /s/ John H. Schaefer 2016-02-11