0001140361-15-022824.txt : 20150602
0001140361-15-022824.hdr.sgml : 20150602
20150602161448
ACCESSION NUMBER: 0001140361-15-022824
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150521
FILED AS OF DATE: 20150602
DATE AS OF CHANGE: 20150602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAYLON MICHAEL E
CENTRAL INDEX KEY: 0001222407
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 15907039
MAIL ADDRESS:
STREET 1: THE PHOENIX COMPANIES, INC.
STREET 2: ONE AMERICAN ROW
CITY: HARTFORD
STATE: CT
ZIP: 06102-5056
4
1
doc1.xml
FORM 4
X0306
4
2015-05-21
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001222407
HAYLON MICHAEL E
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
0
D
Option to purchase Common Stock
16.13
2009-06-13
2018-06-13
Common Stock
5000
5000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
20000
20000
D
Option to purchase Common Stock
13.25
2010-04-22
2019-04-22
Common Stock
50000
50000
D
Option to purchase Common Stock
17.24
2010-06-28
2015-06-28
Common Stock
1250
1250
D
Option to purchase Common Stock
18.67
2011-06-27
2016-06-27
Common Stock
1250
1250
D
Option to purchase Common Stock
17.11
2012-06-26
2017-06-26
Common Stock
1250
1250
D
Deferred Stock Units
2015-05-21
4
A
0
13197
0
A
Common Stock
13197
37807
D
Options previously granted.
The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
/s/ Michael Haylon
2015-05-29