0001140361-15-006019.txt : 20150212
0001140361-15-006019.hdr.sgml : 20150212
20150212170302
ACCESSION NUMBER: 0001140361-15-006019
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150212
DATE AS OF CHANGE: 20150212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORDBERG E WAYNE
CENTRAL INDEX KEY: 0001111624
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 15607288
MAIL ADDRESS:
STREET 1: 2 WORLD TRDE CENTER 85TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10048
5
1
doc1.xml
FORM 5
X0306
5
2014-12-31
0
0
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001111624
NORDBERG E WAYNE
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
43250
D
Common Stock
10000
I
By Olivia Nordberg Trust
Common Stock
9000
I
By Spouse
Option to purchase Common Stock
17.07
2006-07-07
2015-07-07
Common Stock
15000
15000
D
Option to purchase Common Stock
11.72
2007-02-13
2016-02-13
Common Stock
15000
15000
D
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
20000
20000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
20000
20000
D
Option to purchase Common Stock
13.25
2010-04-22
2019-04-22
Common Stock
50000
50000
D
Option to purchase Common Stock
17.24
2010-06-28
2015-06-28
Common Stock
1250
1250
D
Option to purchase Common Stock
18.67
2011-06-27
2016-06-27
Common Stock
1250
1250
D
Option to purchase Common Stock
17.11
2012-06-26
2017-06-26
Common Stock
1250
1250
D
Deferred Stock Units
Common Stock
23236
23236
D
Options previously granted.
The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
Reflects the aggregate amount of Deferred Stock Units granted during the tenure of the respective director.
/s/ E. Wayne Nordberg
2015-02-12