0001140361-14-031803.txt : 20140812 0001140361-14-031803.hdr.sgml : 20140812 20140811172931 ACCESSION NUMBER: 0001140361-14-031803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140808 FILED AS OF DATE: 20140811 DATE AS OF CHANGE: 20140811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singh R Nicholas CENTRAL INDEX KEY: 0001318746 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 141031932 MAIL ADDRESS: STREET 1: C/O ANNALY MORTGAGE MANAGEMENT, INC. STREET 2: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 doc1.xml FORM 4 X0306 4 2014-08-08 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001318746 Singh R Nicholas C/O: ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS, SUITE 2902 NEW YORK NY 10036 0 1 0 0 Chief Legal Officer Common Stock 2014-08-08 4 P 0 113500 11.46 A 306400 D Common Stock 2014-08-08 4 P 0 9284 11.46 A 16699 I By 401(k) Plan Class A Preferred Stock 1150 I By 401(k) Plan Option to purchase Common Stock 17.07 2006-07-07 2015-07-07 Common Stock 30000 30000 D Option to purchase Common Stock 15.70 2008-05-17 2017-05-17 Common Stock 40000 40000 D Option to purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 53000 53000 D Option to purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 53000 53000 D Options previously granted. /s/ R. Nicholas Singh 2014-08-11