0001140361-14-031803.txt : 20140812
0001140361-14-031803.hdr.sgml : 20140812
20140811172931
ACCESSION NUMBER: 0001140361-14-031803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140808
FILED AS OF DATE: 20140811
DATE AS OF CHANGE: 20140811
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Singh R Nicholas
CENTRAL INDEX KEY: 0001318746
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 141031932
MAIL ADDRESS:
STREET 1: C/O ANNALY MORTGAGE MANAGEMENT, INC.
STREET 2: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
doc1.xml
FORM 4
X0306
4
2014-08-08
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001318746
Singh R Nicholas
C/O: ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS, SUITE 2902
NEW YORK
NY
10036
0
1
0
0
Chief Legal Officer
Common Stock
2014-08-08
4
P
0
113500
11.46
A
306400
D
Common Stock
2014-08-08
4
P
0
9284
11.46
A
16699
I
By 401(k) Plan
Class A Preferred Stock
1150
I
By 401(k) Plan
Option to purchase Common Stock
17.07
2006-07-07
2015-07-07
Common Stock
30000
30000
D
Option to purchase Common Stock
15.70
2008-05-17
2017-05-17
Common Stock
40000
40000
D
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
53000
53000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
53000
53000
D
Options previously granted.
/s/ R. Nicholas Singh
2014-08-11