0001140361-14-023103.txt : 20140527 0001140361-14-023103.hdr.sgml : 20140526 20140527161230 ACCESSION NUMBER: 0001140361-14-023103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140522 FILED AS OF DATE: 20140527 DATE AS OF CHANGE: 20140527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADY KEVIN CENTRAL INDEX KEY: 0001239239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 14870053 MAIL ADDRESS: STREET 1: C/O ANNALY MORTGAGEMANAGEMENT STREET 2: 1211 AVE OF AMERICAS STE. 2902 CITY: NEW YORK STATE: NY ZIP: 10034 4 1 doc1.xml FORM 4 X0306 4 2014-05-22 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001239239 BRADY KEVIN C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS SUITE 2902 NEW YORK NY 10036 1 0 0 0 Common Stock 44150 D Common Stock 42500 I By wife Common Stock 750 I By daughter Common Stock 750 I By daughter Common Stock 9000 I By mother Option to purchase Common Stock 17.07 2006-07-07 2015-07-07 Common Stock 15000 15000 D Option to purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 20000 20000 D Option to purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 10000 10000 D Option to purchase Common Stock 13.25 2010-04-22 2019-04-22 Common Stock 12500 12500 D Option to purchase Common Stock 17.24 2010-06-28 2015-06-28 Common Stock 1250 1250 D Option to purchase Common Stock 18.67 2011-06-27 2016-06-27 Common Stock 1250 1250 D Option to purchase Common Stock 17.11 2012-06-26 2017-06-26 Common Stock 1250 1250 D Deferred Stock Units Common Stock 9362 9362 D Deferred Stock Units 2014-05-22 4 A 0 11539 0 A Common Stock 11539 11539 D The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Options previously granted. The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan. /s/ Kevin Brady 2014-05-22