0001140361-13-013868.txt : 20130325 0001140361-13-013868.hdr.sgml : 20130325 20130325162610 ACCESSION NUMBER: 0001140361-13-013868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130321 FILED AS OF DATE: 20130325 DATE AS OF CHANGE: 20130325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Konrad Kristopher Robert CENTRAL INDEX KEY: 0001320146 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 13714358 MAIL ADDRESS: STREET 1: 249 WILDWOOD ROAD CITY: STAMFORD STATE: CT ZIP: 06903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 doc1.xml FORM 4 X0306 4 2013-03-21 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001320146 Konrad Kristopher Robert C/O: ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS, SUITE 2902 NEW YORK NY 10036 0 1 0 0 Co-CIO Common Stock 2013-03-21 4 M 0 20000 13.25 A 196035 D Common Stock 1648 I By 401(K) plan Class A Preferred Stock 2600 D Option to purchase Common Stock 17.97 2004-08-04 2013-08-04 Common Stock 20000 20000 D Option to purchase Common Stock 17.39 2005-04-19 2014-04-19 Common Stock 20000 20000 D Option to purchase Common Stock 17.07 2006-07-07 2015-07-07 Common Stock 30000 30000 D Option to purchase Common Stock 15.70 2008-05-17 2017-05-17 Common Stock 40000 40000 D Option to purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 53000 53000 D Option to purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 53000 53000 D Option to purchase Common Stock 13.25 2013-03-21 4 M 0 20000 0 D 2010-04-22 2019-04-22 Common Stock 20000 37500 D Options previously granted. /s/ Kristopher Robert Konrad 2013-03-22