0001140361-13-006525.txt : 20130213
0001140361-13-006525.hdr.sgml : 20130213
20130213175035
ACCESSION NUMBER: 0001140361-13-006525
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAMBIASE JOHN
CENTRAL INDEX KEY: 0001239240
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 13604876
MAIL ADDRESS:
STREET 1: C/O ANNALY MORTGAGEMANAGEMENT
STREET 2: 1211 AVE OF AMERICAS STE. 2902
CITY: NEW YORK
STATE: NY
ZIP: 10034
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
5
1
doc1.xml
FORM 5
X0306
5
2012-12-31
0
0
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001239240
LAMBIASE JOHN
C/O: ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS, SUITE 2902
NEW YORK
NY
10036
1
0
0
0
Common Stock
58062
D
Class A Preferred Stock
11000
D
Option to purchase Common Stock
17.97
2004-08-08
2013-08-08
Common Stock
15000
15000
D
Option to purchase Common Stock
17.39
2005-04-20
2014-04-20
Common Stock
15000
15000
D
Option to purchase Common Stock
17.07
2006-07-07
2015-07-07
Common Stock
15000
15000
D
Option to purchase Common Stock
11.72
2007-02-13
2016-02-13
Common Stock
15000
15000
D
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
20000
20000
D
Option to purchase Common Stock
15.59
2008-06-26
2013-06-26
Common Stock
1250
1250
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
20000
20000
D
Option to purchase Common Stock
13.25
2010-04-22
2019-04-22
Common Stock
50000
50000
D
Option to purchase Common Stock
15.09
2009-06-26
2014-06-26
Common Stock
1250
1250
D
Option to purchase Common Stock
17.24
2010-06-28
2015-06-28
Common Stock
1250
1250
D
Option to purchase Common Stock
18.67
2011-06-27
2016-06-27
Common Stock
1250
1250
D
Option to purchase Common Stock
17.11
2012-06-26
2017-06-26
Common Stock
1250
1250
D
Options previously granted.
/s/ John Lambiase
2013-02-11