0001140361-13-006481.txt : 20130213
0001140361-13-006481.hdr.sgml : 20130213
20130213171510
ACCESSION NUMBER: 0001140361-13-006481
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAGAN KATHRYN
CENTRAL INDEX KEY: 0001235654
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 13604443
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
5
1
doc1.xml
FORM 5
X0306
5
2012-12-31
0
0
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001235654
FAGAN KATHRYN
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS, SUITE 2902
NEW YORK
NY
10036
0
1
0
0
CHIEF FINANCIAL OFFICER
Common Stock
290482
D
Class A Preferred Stock
2300
D
Option to purchase Common Stock
17.97
2004-08-04
2013-08-04
Common Stock
50000
50000
D
Option to purchase Common Stock
17.39
2005-04-20
2014-04-20
Common Stock
50000
50000
D
Option to purchase Common Stock
17.07
2006-07-07
2015-07-07
Common Stock
50000
50000
D
Option to purchase Common Stock
15.70
2008-05-17
2017-05-17
Common Stock
43631
43631
D
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
53000
53000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
53000
53000
D
Option to purchase Common Stock
13.25
2010-04-22
2019-04-22
Common Stock
37500
37500
D
Options previously granted.
/s/ Kathryn Fagan
2013-02-11