0001140361-12-043842.txt : 20121016 0001140361-12-043842.hdr.sgml : 20121016 20121016142258 ACCESSION NUMBER: 0001140361-12-043842 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121015 FILED AS OF DATE: 20121016 DATE AS OF CHANGE: 20121016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Diamond Jeremy CENTRAL INDEX KEY: 0001319516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 121145990 MAIL ADDRESS: STREET 1: 17 EAST 96TH STREET STREET 2: APT. 9A CITY: NEW YORK STATE: NY ZIP: 10128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 doc1.xml FORM 4 X0306 4 2012-10-15 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001319516 Diamond Jeremy C/O: ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS, SUITE 2902 NEW YORK NY 10036 0 1 0 0 MANAGING DIRECTOR Common Stock 2012-10-15 4 M 0 5000 13.25 A 91989 D Common Stock 241 I By Wife Common Stock 65 I Jeremy Diamond C/F Eleanor L. Diamond Common Stock 529 I Jeremy Diamond C/F Benjamin L. Diamond Option to purchase Common Stock 17.97 2004-08-04 2013-08-04 Common Stock 20000 20000 D Option to purchase Common Stock 17.39 2005-04-19 2014-04-19 Common Stock 20000 20000 D Option to purchase Common Stock 17.07 2006-07-07 2015-07-07 Common Stock 30000 30000 D Option to purchase Common Stock 15.70 2008-05-17 2017-05-17 Common Stock 40000 40000 D Option to purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 53000 53000 D Option to purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 53000 53000 D Option to purchase Common Stock 13.25 2012-10-15 4 M 0 5000 0 D 2010-04-22 2019-04-22 Common Stock 5000 142617 D Options previously granted. /s/ Jeremy Diamond 2012-10-15