0001140361-12-041612.txt : 20120926
0001140361-12-041612.hdr.sgml : 20120926
20120926163158
ACCESSION NUMBER: 0001140361-12-041612
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120924
FILED AS OF DATE: 20120926
DATE AS OF CHANGE: 20120926
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lyght Rose-Marie
CENTRAL INDEX KEY: 0001319279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 121111298
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 19036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
4
1
doc1.xml
FORM 4
X0306
4
2012-09-24
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001319279
Lyght Rose-Marie
C/O: ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS, SUITE 2902
NEW YORK
NY
10036
0
1
0
0
MD, Co-Head Port Mgmt
Common Stock
2012-09-24
4
M
0
7500
13.25
A
127605
D
Common Stock
500
I
By spouse
Class A Preferred Stock
1228
D
Class A Preferred Stock
500
I
By Rose-Marie Lyght Irrevocable Trust I
Option to Purchase Common Stock
17.97
2004-08-04
2013-08-04
Common Stock
20000
20000
D
Option to Purchase Common Stock
17.39
2005-04-19
2014-04-19
Common Stock
20000
20000
D
Option to Purchase Common Stock
17.07
2006-07-07
2015-07-07
Common Stock
30000
30000
D
Option to Purchase Common Stock
15.70
2008-05-17
2017-05-17
Common Stock
40000
40000
D
Option to Purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
53000
53000
D
Option to Purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
53000
53000
D
Option to Purchase Common Stock
13.25
2012-09-24
4
M
0
7500
0
D
2010-04-22
2019-04-22
Common Stock
7500
90000
D
Options previously granted.
/s/ Rose-Marie Lyght
2012-09-25