0001140361-12-041612.txt : 20120926 0001140361-12-041612.hdr.sgml : 20120926 20120926163158 ACCESSION NUMBER: 0001140361-12-041612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120924 FILED AS OF DATE: 20120926 DATE AS OF CHANGE: 20120926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lyght Rose-Marie CENTRAL INDEX KEY: 0001319279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 121111298 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 19036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 doc1.xml FORM 4 X0306 4 2012-09-24 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001319279 Lyght Rose-Marie C/O: ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS, SUITE 2902 NEW YORK NY 10036 0 1 0 0 MD, Co-Head Port Mgmt Common Stock 2012-09-24 4 M 0 7500 13.25 A 127605 D Common Stock 500 I By spouse Class A Preferred Stock 1228 D Class A Preferred Stock 500 I By Rose-Marie Lyght Irrevocable Trust I Option to Purchase Common Stock 17.97 2004-08-04 2013-08-04 Common Stock 20000 20000 D Option to Purchase Common Stock 17.39 2005-04-19 2014-04-19 Common Stock 20000 20000 D Option to Purchase Common Stock 17.07 2006-07-07 2015-07-07 Common Stock 30000 30000 D Option to Purchase Common Stock 15.70 2008-05-17 2017-05-17 Common Stock 40000 40000 D Option to Purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 53000 53000 D Option to Purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 53000 53000 D Option to Purchase Common Stock 13.25 2012-09-24 4 M 0 7500 0 D 2010-04-22 2019-04-22 Common Stock 7500 90000 D Options previously granted. /s/ Rose-Marie Lyght 2012-09-25