0001140361-12-021546.txt : 20120426 0001140361-12-021546.hdr.sgml : 20120426 20120426153653 ACCESSION NUMBER: 0001140361-12-021546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120424 FILED AS OF DATE: 20120426 DATE AS OF CHANGE: 20120426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARRELL MICHAEL A J CENTRAL INDEX KEY: 0001235653 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 12783314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 doc1.xml FORM 4 X0305 4 2012-04-24 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001235653 FARRELL MICHAEL A J C/O: ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS, SUITE 2902 NEW YORK NY 10036 1 1 0 0 Pres., Chairman of Board & CEO Common Stock 2012-04-24 4 M 0 100000 13.25 A 2594392 D Class A Preferred Stock 3500 D Class A Preferred Stock 3500 I Michael Farrell C/F Taylor Carolyn Farrell Class A Preferred Stock 8000 I By daughter Class A Preferred Stock 8200 I By son Option to purchase Common Stock 17.97 2004-08-04 2013-08-04 Common Stock 200000 200000 D Option to purchase Common Stock 17.39 2005-04-19 2014-04-19 Common Stock 150000 150000 D Option to purchase Common Stock 17.07 2006-07-07 2015-07-07 Common Stock 150000 150000 D Option to purchase Common Stock 15.70 2008-05-17 2017-05-17 Common Stock 143631 143631 D Option to purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 200000 200000 D Option to purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 112344 112344 D Option to purchase Common Stock 13.25 2012-04-24 4 M 0 100000 0 D 2010-04-22 2019-04-22 Common Stock 100000 100000 D The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Options previously granted. /s/ Michael AJ Farrell 2012-04-24