0001140361-12-003290.txt : 20120120
0001140361-12-003290.hdr.sgml : 20120120
20120120172039
ACCESSION NUMBER: 0001140361-12-003290
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120120
DATE AS OF CHANGE: 20120120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kazel Ronald Daniel
CENTRAL INDEX KEY: 0001319285
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 12537792
MAIL ADDRESS:
STREET 1: 16 BEVERLY RD
CITY: MADISON
STATE: NJ
ZIP: 07940
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
5
1
doc1.xml
FORM 5
X0304
5
2011-12-31
0
0
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001319285
Kazel Ronald Daniel
C/O: ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS SUITE 2902
NEW YORK
NY
10036
0
1
0
0
Managing Director
Common Stock
156938
D
Common Stock
755
I
By Wife
Common Stock
2833
I
By 401(K) plan
Class A Preferred Stock
4400
I
By 401(K) plan
Option to purchase Common Stock
17.97
2004-08-04
2013-08-04
Common Stock
15000
15000
D
Option to purchase Common Stock
17.39
2005-04-19
2014-04-19
Common Stock
13251
13251
D
Option to purchase Common Stock
17.07
2006-07-07
2015-07-07
Common Stock
23377
23377
D
Option to purchase Common Stock
15.70
2008-05-17
2017-05-17
Common Stock
10000
10000
D
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
53000
53000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
53000
53000
D
Option to purchase Common Stock
13.25
2010-04-22
2019-04-22
Common Stock
105000
105000
D
Options previously granted
/s/ Ronald D. Kazel
2012-01-20