0001140361-12-003263.txt : 20120120 0001140361-12-003263.hdr.sgml : 20120120 20120120165241 ACCESSION NUMBER: 0001140361-12-003263 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120120 DATE AS OF CHANGE: 20120120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singh R Nicholas CENTRAL INDEX KEY: 0001318746 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 12537559 MAIL ADDRESS: STREET 1: C/O ANNALY MORTGAGE MANAGEMENT, INC. STREET 2: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 5 1 doc1.xml FORM 5 X0304 5 2011-12-31 0 0 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001318746 Singh R Nicholas C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS, SUITE 2902 NEW YORK NY 10036 0 1 0 0 Chief Legal Officer Common Stock 117900 D Common Stock 7415 I By 401(k) Plan Class A Preferred Stock 1150 I By 401(k) Plan Option to purchase Common Stock 17.07 2006-07-07 2015-07-07 Common Stock 30000 30000 D Option to purchase Common Stock 15.70 2008-05-17 2017-05-17 Common Stock 40000 40000 D Option to purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 53000 53000 D Option to purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 53000 53000 D Option to purchase Common Stock 13.25 2010-04-22 2019-04-22 Common Stock 75000 75000 D Options previously granted. /s/ R. Nicholas Singh 2012-01-20