0001140361-12-003245.txt : 20120120 0001140361-12-003245.hdr.sgml : 20120120 20120120163913 ACCESSION NUMBER: 0001140361-12-003245 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120120 DATE AS OF CHANGE: 20120120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYLON MICHAEL E CENTRAL INDEX KEY: 0001222407 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 12537395 MAIL ADDRESS: STREET 1: THE PHOENIX COMPANIES, INC. STREET 2: ONE AMERICAN ROW CITY: HARTFORD STATE: CT ZIP: 06102-5056 5 1 doc1.xml FORM 5 X0304 5 2011-12-31 0 0 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001222407 HAYLON MICHAEL E C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS, SUITE 2902 NEW YORK NY 10036 1 0 0 0 Common Stock 0 D Option to purchase Common Stock 16.13 2009-06-13 2018-06-13 Common Stock 5000 5000 D Option to purchase Common Stock 15.59 2008-06-26 2013-06-26 Common Stock 1250 1250 D Option to purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 20000 20000 D Option to purchase Common Stock 13.25 2010-04-22 2019-04-22 Common Stock 50000 50000 D Option to purchase Common Stock 15.09 2009-06-26 2014-06-26 Common Stock 1250 1250 D Option to purchase Common Stock 17.24 2010-06-28 2015-06-26 Common Stock 1250 1250 D Option to purchase Common Stock 18.67 2011-06-27 2016-06-27 Common Stock 1250 1250 D Options previously granted. /s/ Michael Haylon 2012-01-20