0001140361-11-019322.txt : 20110330
0001140361-11-019322.hdr.sgml : 20110330
20110330102946
ACCESSION NUMBER: 0001140361-11-019322
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110330
FILED AS OF DATE: 20110330
DATE AS OF CHANGE: 20110330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARRELL MICHAEL A J
CENTRAL INDEX KEY: 0001235653
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 11720683
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
4
1
doc1.xml
FORM 4
X0303
4
2011-03-30
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001235653
FARRELL MICHAEL A J
C/O: ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS, SUITE 2902
NEW YORK
NY
10036
1
1
0
0
Pres., Chairman of Board & CEO
Common Stock
2011-03-30
4
M
0
100000
13.25
A
2330367
D
Class A Preferred Stock
3500
D
Class A Preferred Stock
3500
I
Michael Farrell C/F Taylor Carolyn Farrell
Class A Preferred Stock
8000
I
By daughter
Class A Preferred Stock
8200
I
By son
Option to purchase Common Stock
17.97
2004-08-04
2013-08-04
Common Stock
200000
200000
D
Option to purchase Common Stock
17.39
2005-04-19
2014-04-19
Common Stock
150000
150000
D
Option to purchase Common Stock
17.07
2006-07-07
2015-07-07
Common Stock
150000
150000
D
Option to purchase Common Stock
15.70
2008-05-17
2017-05-17
Common Stock
150000
150000
D
Option to purchase Common Stock
16.46
2009-05-08
2018-05-08
Common Stock
200000
200000
D
Option to purchase Common Stock
15.61
2009-09-19
2018-09-19
Common Stock
170000
170000
D
Option to purchase Common Stock
13.25
2011-03-30
4
M
0
100000
0
D
2010-04-22
2019-04-22
Common Stock
100000
300000
D
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Options previously granted.
/s/ Michael AJ Farrell
2011-03-30