0001043187-17-000002.txt : 20170515 0001043187-17-000002.hdr.sgml : 20170515 20170515095301 ACCESSION NUMBER: 0001043187-17-000002 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL ALLIANCE ASSOCIATES INC CENTRAL INDEX KEY: 0001043187 IRS NUMBER: 930987232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14431 FILM NUMBER: 17841743 BUSINESS ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: SUITE 1410 CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: 800-821-5100 MAIL ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: SUITE 1410 CITY: JERSEY CITY STATE: NJ ZIP: 07302 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001043187 XXXXXXXX 03-31-2017 03-31-2017 ROYAL ALLIANCE ASSOCIATES INC

10 EXCHANGE PLACE SUITE 1410 JERSEY CITY NJ 07302

13F NOTICE 028-14431 0001681115 028-17493 Advisor Group, Inc. N Robert J Guldner 212-551-5783 Robert J Guldner Jersey City NJ 05-15-2017