0001104659-18-045066.txt : 20180713 0001104659-18-045066.hdr.sgml : 20180713 20180713172930 ACCESSION NUMBER: 0001104659-18-045066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20180713 DATE AS OF CHANGE: 20180713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JCH Crenshaw Holdings, LLC CENTRAL INDEX KEY: 0001545380 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24575 FILM NUMBER: 18953199 BUSINESS ADDRESS: STREET 1: 470 ORLEANS ST., 7TH FLOOR CITY: BEAUMONT STATE: TX ZIP: 77701 BUSINESS PHONE: 409-833-1115 MAIL ADDRESS: STREET 1: 470 ORLEANS ST., 7TH FLOOR CITY: BEAUMONT STATE: TX ZIP: 77701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crenshaw J. Casey CENTRAL INDEX KEY: 0001545384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24575 FILM NUMBER: 18953200 MAIL ADDRESS: STREET 1: 470 ORLEANS ST., 7TH FLOOR CITY: BEAUMONT STATE: TX ZIP: 77701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Electric Technologies Inc CENTRAL INDEX KEY: 0001043186 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 593410234 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1250 WOOD BRANCH PARK DR STE 600 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 713-644-8182 MAIL ADDRESS: STREET 1: 1250 WOOD BRANCH PARK DR STE 600 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN ACCESS TECHNOLOGIES INC DATE OF NAME CHANGE: 19971117 4 1 a4.xml 4 X0306 4 2017-03-31 0 0001043186 American Electric Technologies Inc AETI 0001545380 JCH Crenshaw Holdings, LLC 470 ORLEANS ST., 7TH FLOOR BEAUMONT TX 77701 1 0 1 0 0001545384 Crenshaw J. Casey 470 ORLEANS ST., 7TH FLOOR BEAUMONT TX 77701 1 0 1 0 Common Stock 2017-03-31 4 J 0 149422 0 A 184422 D Common Stock 2017-07-18 4 J 0 48994 0 A 233416 D Common Stock 2017-10-06 4 J 0 48387 0 A 281803 D Common Stock 2018-02-01 4 J 0 50799 0 A 332608 D Common Stock 2018-04-30 4 J 0 71702 0 A 404304 D Common Stock 2018-06-29 4 J 0 59524 0 A 463828 D Series A Convertible Preferred Stock 5.00 2017-08-01 4 D 0 1000000 5 D 2012-05-02 Common Stock 1000000 0 D Series A Convertible Preferred Stock 2.26 2017-08-01 4 A 0 1000000 5 A 2017-08-01 Common Stock 2212389 1000000 D Warrants (Right to Buy) 6.00 2017-08-01 4 D 0 125000 0.001 D 2012-05-02 2020-05-02 Common Stock 125000 0 D Warrants (Right to Buy) 2.72 2017-08-01 4 A 0 125000 0.001 A 2017-08-01 2020-05-02 Common Stock 125000 125000 D Warrants (Right to Buy) 7.00 2017-08-01 4 D 0 200000 0.001 D 2012-05-02 2020-05-02 Common Stock 200000 0 D Warrants (Right to Buy) 3.17 2017-08-01 4 A 0 200000 0.001 A 2017-08-01 2020-05-02 Common Stock 200000 200000 D American Electric Technologies, Inc. ("AETI") declared a common stock dividend attributable to quarters ended September 30, 2016, December 31, 2016, and March 31, 2017, payable to all holders of record of Series A Convertible Preferred Stock, par value $0.001 per share ("Series A Convertible Preferred Stock"), on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 149,422 shares of common stock as of March 31, 2017. AETI declared a common stock dividend attributable to quarter ended June 30, 2017, payable to all holders of record of Series A Convertible Preferred Stock on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 48,994 shares of common stock as of July 18, 2017. AETI declared a common stock dividend attributable to quarter ended September 30, 2017, payable to all holders of record of Series A Convertible Preferred Stock on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 48,387 shares of common stock as of October 6, 2017. AETI declared a common stock dividend attributable to quarter ended December 31, 2017 payable to all holders of record of Series A Convertible Preferred Stock on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 50,799 shares of common stock as of February 1, 2018. AETI declared a common stock dividend attributable to quarter ended March 31, 2018, payable to all holders of record of Series A Convertible Preferred Stock on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 71,702 shares of common stock as of April 30, 2018. AETI declared a common stock dividend attributable to quarter ended June 30, 2018, payable to all holders of record of Series A Convertible Preferred Stock on the dividend record date. As the sole holder of AETI's Series A Convertible Preferred Stock, the reporting person received 59,524 shares of common stock as of June 29, 2018. The Series A Convertible Preferred Stock was repriced pursuant to that certain Agreement, dated as of August 1, 2017, by and between AETI and the reporting person (the "Repricing Agreement") to decrease the exercise price from $5.00 per share to $2.26 per share. The Series A Warrants were repriced pursuant to the Repricing Agreement to decrease the exercise price from $6.00 per share to $2.72 per share. The Series B Warrants were repriced pursuant to the Repricing Agreement to decrease the exercise price from $7.00 per share to $3.17 per share. The Series A Convertible Preferred Stock is convertible into common stock at any time and has no expiration date. The Series A Convertible Preferred Stock was convertible into common stock on a one-for-one basis prior to the Repricing Agreement. For each share of Series A Convertible Preferred Stock converted, the reporting person would receive a number of shares of common stock equal to the quotient of $5.00 divided by $2.26. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. JCH Crenshaw Holdings, LLC By: /s/ J. Casey Crenshaw Name: J. Casey Crenshaw Title: President 2018-07-13 /s/ J. Casey Crenshaw 2018-07-13