0001104659-18-045062.txt : 20180713 0001104659-18-045062.hdr.sgml : 20180713 20180713172245 ACCESSION NUMBER: 0001104659-18-045062 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120502 FILED AS OF DATE: 20180713 DATE AS OF CHANGE: 20180713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crenshaw J. Casey CENTRAL INDEX KEY: 0001545384 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24575 FILM NUMBER: 18953153 MAIL ADDRESS: STREET 1: 470 ORLEANS ST., 7TH FLOOR CITY: BEAUMONT STATE: TX ZIP: 77701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JCH Crenshaw Holdings, LLC CENTRAL INDEX KEY: 0001545380 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24575 FILM NUMBER: 18953154 BUSINESS ADDRESS: STREET 1: 470 ORLEANS ST., 7TH FLOOR CITY: BEAUMONT STATE: TX ZIP: 77701 BUSINESS PHONE: 409-833-1115 MAIL ADDRESS: STREET 1: 470 ORLEANS ST., 7TH FLOOR CITY: BEAUMONT STATE: TX ZIP: 77701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Electric Technologies Inc CENTRAL INDEX KEY: 0001043186 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 593410234 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1250 WOOD BRANCH PARK DR STE 600 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 713-644-8182 MAIL ADDRESS: STREET 1: 1250 WOOD BRANCH PARK DR STE 600 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN ACCESS TECHNOLOGIES INC DATE OF NAME CHANGE: 19971117 4/A 1 a4a.xml 4/A X0306 4/A 2012-05-02 2012-05-03 0 0001043186 American Electric Technologies Inc AETI 0001545380 JCH Crenshaw Holdings, LLC 470 ORLEANS ST., 7TH FLOOR BEAUMONT TX 77701 1 0 1 0 0001545384 Crenshaw J. Casey 470 ORLEANS ST., 7TH FLOOR BEAUMONT TX 77701 1 0 1 0 Series A Convertible Preferred Stock 5 2012-05-02 4 P 0 1000000 5 A Common Stock 1000000 1000000 D Warrants (Right to Buy) 6 2012-05-02 4 P 0 125000 0.001 A 2012-05-02 2020-05-02 Common Stock 125000 125000 D Warrants (Right to Buy) 7 2012-05-02 4 P 0 200000 0.001 A 2012-05-02 2020-05-02 Common Stock 200000 200000 D On May 2, 2012, JCH Crenshaw Holdings, LLC acquired 1,000,000 shares of Series A Convertible Preferred Stock of the issuer, warrants to acquire 125,000 shares of Common Stock of the issuer at a price of $6.00 per share and warrants to acquire 200,000 shares of Common Stock of the issuer at a price of $7.00 per share pursuant to a Securities Purchase Agreement between JCH Crenshaw Holdings, LLC and the issuer dated April 13, 2012. The Series A Convertible Preferred Stock is convertible into Common Stock at any time on a one-for-one basis, and has no expiration date. This Form 4/A is being filed to correct errors by the scrivener in the original Form 4 (the "Original Form 4") filed on May 3, 2012. This Form 4/A is being filed by both reporting persons to reflect their relationship to the issuer as a 10% owner and director. In addition, this Form 4/A corrects (i) the number of shares of underlying securities in column 7 with respect to the Series A Convertible Preferred Stock from 200,000 to 1,000,000; (ii) the price of both Warrants in column 8 from $1 to $0.001; and (iii) the exercise price of the Warrants for the 200,000 shares of Common Stock in footnote (1) from $6.00 to $7.00. No other changes have been made to the Original Form 4. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. JCH Crenshaw Holdings, LLC By: /s/ J. Casey Crenshaw Name: J. Casey Crenshaw Title: President 2018-07-13 /s/ J. Casey Crenshaw 2018-07-13