-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D1ecXkiU8dv5WcdlIboHa5DrOwJTIMHLjbNyyfKL9CfXI5d06XDLIGs63FlsiOj0 wIEb6t+fk4vX39R+9GsU9A== 0001140361-07-023991.txt : 20071211 0001140361-07-023991.hdr.sgml : 20071211 20071211155140 ACCESSION NUMBER: 0001140361-07-023991 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071127 FILED AS OF DATE: 20071211 DATE AS OF CHANGE: 20071211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATZMAN CHAIM CENTRAL INDEX KEY: 0001079522 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13499 FILM NUMBER: 071299119 BUSINESS ADDRESS: STREET 1: 1696 NE MIANI GARDEN DR CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 BUSINESS PHONE: 3039471664 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY ONE, INC. CENTRAL INDEX KEY: 0001042810 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521794271 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 BUSINESS PHONE: 305-947-1664 MAIL ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY ONE INC DATE OF NAME CHANGE: 19970723 4/A 1 doc1.xml FORM 4/A X0202 4/A 2007-11-27 2007-11-29 0 0001042810 EQUITY ONE, INC. EQY 0001079522 KATZMAN CHAIM 1600 NE MIAMI GARDENS DRIVE NORTH MIAMI BEACH FL 33179 1 1 1 0 Chairman Common Stock par value $0.01 2007-11-27 4 P 0 800 22.17 A 34002442 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 200 22.18 A 34002642 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 600 22.19 A 34003242 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 100 22.22 A 34003342 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 200 22.23 A 34003542 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 100 22.24 A 34003642 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 500 22.25 A 34004142 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 600 22.26 A 34004742 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 700 22.27 A 34005442 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 200 22.28 A 34005642 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 2000 22.29 A 34007642 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 2800 22.30 A 34010442 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 700 22.31 A 34011142 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 400 22.32 A 34011542 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 1800 22.33 A 34013342 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 1300 22.34 A 34014642 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 2500 22.35 A 34017142 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 2300 22.36 A 34019442 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 1506 22.37 A 34020948 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 1900 22.38 A 340228848 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 2900 22.39 A 34025748 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 1200 22.40 A 34026948 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 1400 22.41 A 34028348 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 1377 22.42 A 34029725 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 1400 22.43 A 34031125 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 3200 22.44 A 34034325 I Indirect Common Stock par valu $0.01 2007-11-27 4 P 0 4300 22.45 A 34038625 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 4900 22.46 A 34043525 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 3598 22.47 A 34047123 I Indirect Common Stock par value $0.01 2007-11-27 4 P 0 8400 22.48 A 34055523 I Indirect Common Stock (Option to buy) 17.17 2006-12-31 2014-01-02 Common Stock 125000 125000 D Common Stock (Option to buy) 24.12 2016-09-25 Common Stock 437317 437317 D The Form reflects trades totaling 53,881 shares of Common Stock which are part of multiple trades totaling 102,008 in the aggregate all occurring on the same day. The balance of the transactions are reported on separate Form 4s. See Exhibit 99. The option vests in four equal imstallments beginning December 31, 2007. Chaim Katzman 2007-12-11 EX-99.1 2 misc1.htm MISCELLEANOUS EXHIBITS Unassociated Document
Exhibit 99:
 
Item 1.
Represents shares purchased by Gazit (1995), Inc. (“Gazit 1995”) pursuant to a Rule 10b5-1 trading plan adopted in November 2007.  Gazit 1995 is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act of 1934, as amended (the “Exchange Act”).  Gazit 1995 is wholly-owned subsidiary of MGN (USA) Inc. (“MGN (USA)”), a wholly-owned subsidiary of Gazit-Globe, Ltd. (“Gazit-Globe”).  Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
The securities reported as beneficially owned by Mr. Katzman include:
 
 
(a)
1,263,197 shares held of record by Gazit-Globe, which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act of 1934, as amended (the “Exchange Act”). Mr. Katzman is the Chairman of the Board of Gazit-Globe.
 
 
(b)
5,668,207 shares held of record by Ficus, Inc. (“Ficus”), which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  Ficus is also a wholly-owned subsidiary of First Capital Realty Inc.  (“First Capital”), an Ontario corporation, and is indirectly controlled by Gazit-Globe.  Mr. Katzman is the President of Ficus and Chairman of the Board of First Capital and Gazit-Globe.
 
 
(c)
8,315,363 shares held of record by Silver Maple (2001), Inc. (“Silver Maple”), which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.  Silver Maple is also a wholly-owned subsidiary of First Capital and is indirectly controlled by Gazit-Globe.  Mr. Katzman is the President of Silver Maple and Ficus and Chairman of the Board of First Capital and Gazit-Globe.
 
 
(d)
6,118,645 shares held of record by MGN (USA), a wholly-owned subsidiary of Gazit-Globe and a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.
 
 
(e)
5,283,829 shares held of record by MGN America, Inc., a wholly-owned subsidiary of MGN (USA) and a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.
 
 
(f)
6,690,565 shares of record held by Gazit 1995, a wholly-owned subsidiary of MGN (USA) and a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act (including the 102,008 shares reported herein).
 
 
(g)
54,635 shares held of record by Mr. Katzman’s wife directly and as custodian for their daughters.
 
 
(h)
681,567 other shares held directly and indirectly by Mr. Katzman, including the shares reported herein.
 
 
 
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